OPTN/SRTR 2022 Annual Data Report: Heart

OPTN/SRTR 2022 Annual Data Report: Heart

Monica M. Colvin1,2, Jodi M. Smith1,3, Yoon Son Ahn1, Dzhuliyana K. Handarova4, Alina C. Martinez4, Kelsi A. Lindblad4, Ajay K. Israni1,5,6, Jon J. Snyder1,5,6

1Scientific Registry of Transplant Recipients, Hennepin Healthcare Research Institute, Minneapolis, MN

2Department of Cardiology, University of Michigan, Ann Arbor, MI

3Department of Pediatrics, University of Washington, Seattle, WA

4Organ Procurement and Transplantation Network, United Network for Organ Sharing, Richmond, VA

5Department of Epidemiology and Community Health, University of Minnesota, Minneapolis, MN

6Department of Medicine, Hennepin Healthcare, University of Minnesota, Minneapolis, MN

Abstract

The number of heart transplants in the United States has continued to increase. Since 2011, pediatric heart transplants have increased 31.7% to 494 and adult heart transplants have increased 85.8% to 3,668 in 2022. The numbers of new candidates for pediatric and adult heart transplants have also increased, with 703 new pediatric candidates and 4,446 new adult candidates in 2022. Adult heart transplant rates continue to rise, peaking at 122.5 transplants per 100 patient-years in 2022; however, the pediatric heart transplant rate decreased to its lowest rate in the past decade, 104.2 transplants per 100 patient-years, a decrease of 13.9% from 121 transplants per 100 patient-years in 2011. Despite this, pretransplant mortality among pediatric candidates has decreased by 52.2%, from 20.8 deaths per 100 patient-years in 2011 to 10.0 deaths per 100 patient-years in 2022, but remains excessive for candidates younger than 1 year at 25.7 deaths per 100 patient-years. Among adult candidates, pretransplant mortality declined from 15 deaths per 100 patient-years in 2011 to 8.7 deaths per 100 patient-years in 2022. Since 2011, posttransplant mortality has been stable to slightly better; among recipients who underwent transplant in 2015-2017, the 1-, 3-, and 5-year pediatric survival rates were 93.7%, 89.2%, and 85.0%, respectively, and the adult survival rates were 91.3%, 85.7%, and 80.4%. Donor trends have been favorable, with an increase in the numbers of hearts recovered and growing numbers of hearts procured after circulatory death.

Keywords: Allocation, donor, heart failure, heart transplant, left ventricular assist device, mechanical circulatory support, outcomes

1 Introduction

Heart allocation policy, particularly the adult heart allocation policy, has evolved and has universally changed practice.1,2 Although the 2018 policy may have contributed to better access and faster transplant rates,3 particularly in high-urgency candidates, and lower overall pretransplant mortality rates, the policy changes inadvertently promoted short-term circulatory support devices as a means to transplant4,5 and resulted in excessive requests for exceptions.6 Despite increased transplant rates among candidates listed at statuses 1 and 2, pretransplant mortality, which was previously declining, increased between 2021 and 2022, a concerning signal. Nevertheless, the promise of continuous distribution and a points-based allocation policy may help to mitigate some of the unintended consequences of the policy by removing hard boundaries for listing and for moving to a higher status, and by providing weights to clinically relevant attributes. The Annual Data Report provides an evaluation of trends in adult and pediatric heart transplant waiting lists, donation, transplants, and outcomes in the United States. This year, the race and ethnicity category has been expanded to include Multiracial and Native American, and limited data are available for hearts recovered after circulatory death. Inherent differences in calculations during 2018 should be considered when assessing status-specific rates obtained during 2018 among adult candidates and recipients. As a result, trends in adult heart transplant that are stratified by status are compared to 2019 as opposed to 2018 where appropriate.

2 Adult Heart Transplant

2.2 Adult Heart Transplant Rates

Transplant rates have been increasing since 2015, and in 2022, the overall transplant rate was 122.5 transplants per 100 patient-years; this is an increase of 81.8% since 2011, when the rate was 67.4 transplants per 100 patient-years (Figure HR 13). Similar increases were seen in all age groups, with the greatest increase occurring in candidates aged 18-34 years. Candidates aged 65 years or older received transplants most rapidly at 138.8 transplants per 100 patient-years in 2022 (Figure HR 14). Regarding race and ethnicity, candidates in the Asian category underwent transplant at the highest rate, at 175.6 transplants per 100 patient-years, followed by those in the Hispanic, White, Black, and Other categories. In all categories, there was an increase in transplant rate since 2011, with the greatest change, 173.4%, occurring in the category classified as Other (Figure HR 15). By diagnosis, candidates with valvular heart disease had the highest transplant rate (145.6 transplants per 100 patient-years), followed by cardiomyopathy, Other/unknown, coronary artery disease, and congenital heart disease (128.7, 122.9, 113.5, and 98.0 transplants per 100 patient-years, respectively) (Figure HR 16). The transplant rate for all blood types continues to increase, with the greatest increase since 2011 (110%) occurring in blood type A. The transplant rate for blood type AB increased 89% since 2018 and remains the highest rate of all blood types, at 376.6 transplants per 100 patient-years in 2022, more than twice that of blood type A, which has the second highest transplant rate (Figure HR 17). The transplant rate among women exceeds that of men: 143.1 versus 116.4 transplants per 100 patient-years (Figure HR 18). Since 2019, transplant rates have declined slightly for statuses 1 and 2 and increased for the other active statuses (Figure HR 20). Status 1 candidates continue to have the highest rate of transplant: 1,640 transplants per 100 patient-years in 2022. Most patients who were newly listed in 2019 underwent transplant within the first year of listing (63.8%); by 3 years, 71.8% had undergone transplant, 6.5% were still waiting, 4.0% had died, and 17.7% were removed for other reasons (Figure HR 23).

2.3 Adult Pretransplant Mortality

Overall pretransplant mortality declined from 15 deaths per 100 patient-years in 2011 to 8.7 deaths per 100 patient-years in 2019 and has remained at a plateau in 2022 (Figure HR 25). Since 2011, pretransplant mortality has declined for all age groups but remains highest for persons aged 65 years or older, at 14.4 deaths per 100 patient-years in 2022 (Figure HR 26). Pretransplant mortality declined for all race and ethnicity categories since 2011 except for Asian. Candidates in the Asian category had slightly higher pretransplant mortality in 2022, at 9.7 deaths per 100 patient-years, compared with 8.5 deaths per 100 patient-years in 2012, while pretransplant mortality decreased substantially in other race and ethnicity categories (Figure HR 27). Candidates with congenital heart disease had the greatest improvement in pretransplant mortality rate, with a decline of 51.3% since 2011 to 6.2 deaths per 100 patient-years in 2022, the lowest of all the diagnoses. Pretransplant mortality increased 50.1% in the valvular heart disease group, from 8.77 deaths per 100 patient-years in 2011 to 13.2 deaths per 100 patient-years in 2022. This was second to candidates classified with an “Other/unknown” diagnosis, who had the highest pretransplant mortality in 2022: 15.7 deaths per 100 patient-years (Figure HR 29).

Following the 2018 heart allocation policy, there was an increase in the prevalence of short-term circulatory support devices prior to transplant.4 In 2022, the proportion of patients on any life support declined to 74.4% compared with 82.3% in 2019. There was an increase in use of all circulatory support devices, except for total artificial heart, which declined to only eight cases in 2022 (Table HR 7). The OPTN policy to collect data on Impella 5.5 became effective on August 16, 2023; therefore, this device is not included in this analysis.

Since 2019, pretransplant mortality increased among candidates listed at statuses 1, 2, and 3 and improved in those listed as statuses 4, 5, and 6 (Figure HR 32). Pretransplant mortality among status 1 candidates had declined to 81.2 deaths per 100 patient-years in 2021, but increased again to 143 deaths per 100 patient-years in 2022, which far exceeds that of candidates listed as status 2 (46.0 deaths per 100 patient-years). Candidates listed as status 6 had the lowest pretransplant mortality rate in 2022 (3.6 deaths per 100 patient-years), followed by status 4 (4.8 deaths per 100 patient-years). Candidates listed as status 5 continue to have a higher pretransplant mortality rate (10.4 deaths per 100 patient-years) than candidates listed at status 4 (Figure HR 32). While there remains concern in the community regarding the slower rate of transplant for candidates listed as status 4, namely those with a left ventricular assist device, the rate of transplant does not appear to affect mortality among candidates listed as status 4. Candidates listed as status 4 had the second lowest pretransplant mortality, while pretransplant mortality continues to be highest among the statuses associated with hemodynamic instability or multiorgan failure (statuses 1, 2, 3, and 5) (Figure HR 32). Pretransplant mortality rates in 2022 varied widely by donation service area: from 0 to 44.92 deaths per 100 patient-years, with a mean of 9.6 deaths per 100 patient-years (Figure HR 33).

Deaths within 6 months of removal from the transplant list for reasons other than transplant or death have declined since 2011, although these percentages slightly increased from 11.5% in 2021 to 14.8% in 2022 (Figure HR 34). Death within 6 months of removal was highest in 2022 among candidates aged 65 years or older (23.7%) and lowest among candidates aged 18-34 years (7.0%) (Figure HR 35). In 2022, Asian candidates had the highest percentage of death within 6 months of removal; there was a 62% increase from 2011 (14.3%) to 2022 (23.1%). Death within 6 months of removal also increased for candidates in the Hispanic category and declined for those in the Black, White, and Other categories (Figure HR 36). Death within 6 months of removal from the list also increased among candidates listed as status 1, from 15% in 2019 to 44.4% in 2022, while decreasing in all other statuses. Death within 6 months of removal was second highest in temporarily inactive candidates (16.5%), followed by candidates listed as status 5 (11.1%) (Figure HR 38).

2.6 Adult Posttransplant Survival and Morbidity

Posttransplant mortality has been stable to slightly better since 2011, except for 10-year mortality, which increased slightly from 35.7% in 2011 to 37.4% in 2012. In 2022, 6-month and 1-year mortality were 7.3% and 9.2%, respectively. Three-year mortality was 15.3% and 5-year mortality was 19.9% (Figure HR 64). Early reductions in survival were seen in age groups older than 34 years, most notably in the 65 years or older group; by 6 months, survival among recipients who received a heart in 2015-2017 was 90.7% in recipients 65 years or older compared with 95.1% in those aged 18-34 years. This trend continued until year 2, after which there was a more pronounced decline in survival for recipients aged 18-34 years relative to the other age groups. By year 5, survival was slightly lower in recipients aged 18-34 years (78.9%) and 65 years or older (77.8%) compared with the other age groups (35-49 and 50-64 years, 82.1% and 81.0%, respectively) (Figure HR 66).

Early survival among recipients who received a heart in 2015-2017 declined more rapidly in the Native American category compared with other race and ethnicity groups, and by 3 months, was 88.0% compared with 92.0%-96.6% in the other categories; this may be affected by the low numbers of Native American transplant recipients. One-year mortality ranged from 88.0% to 92.3% among the race and ethnicity groups. Hispanic recipients also had early declines in mortality. By year 5, survival was highest in recipients categorized as White (81.9%), followed by Asian, Multiracial, Black, Hispanic, and Native American, ranging from 76.0% to 80.4% (Figure HR 67).

Short-term and long-term survival among recipients who received a heart in 2015-2017 were lowest in those with congenital heart disease, reaching 89.7% at 3 months and 75.0% at 5 years. Short-term survival was best among patients with cardiomyopathy, 92.4% at 1 year, but by 5 years, survival in recipients with cardiomyopathy had been surpassed by those with an Other/unknown diagnosis, 82.2% versus 86.6%, respectively (Figure HR 68). Five-year survival in recipients who received a heart in 2015-2017 was slightly worse among patients with a ventricular assist device compared to those without one, at 78.7% versus 82.1%, respectively (Figure HR 70). For the recipients who received a heart in 2019-2020, posttransplant survival was worse at all time points for recipients who underwent transplant at status 5; their survival was only 88.0% at 3 months, compared with 91.7%-95.8% for the other status categories. By 5 years, survival in recipients who underwent transplant at status 5 was only 77.3%, compared with 84.6%-88.7% in the other status groups (Figure HR 72).

Dual organ transplants have increased in heart recipients, and the 5-year survival rate for heart-liver and heart-kidney transplants in 2015-2017 (Figure HR 74) appears comparable to overall heart transplant survival from Figure HR 65. On the other hand, heart-lung continues to have lower survival compared with other heart transplant combinations. Five-year survival for heart-lung transplant is 64.8% and for Other multiorgan transplant is 75% (small numbers), compared with 80.6% for heart-kidney and 82.2% for heart-liver (Figure HR 74). Status 5, the category reserved for multiorgan transplant, tends to have the lowest posttransplant survival of all statuses, which may be driven by heart-lung transplant and Other multiorgan transplant. The decrement in survival for heart-lung transplant occurs during the first month of transplant. By 3 months, 25.0% of Other multiorgan recipients had died, and by 6 months, 14.8% of heart-lung recipients had died. Since 2011, the incidence of acute rejection by 1-year posttransplant has declined for all age groups except recipients aged 65 years or older. The most notable decline, 37% in 2011 to 29% in 2021, occurred in recipients aged 18-34 years, the group with the highest incidence of rejection. Acute rejection was lowest for recipients aged 65 years or older, at 17.9% in 2021, a slight increase from 17.3% in 2011 (Figure HR 75).

3 Pediatric Heart Transplant

3.3 Pediatric Posttransplant Survival and Morbidity

Among pediatric heart transplant recipients in 2021, the rate of acute rejection in the first year was 19.6% in recipients aged 12-17 years, 12.5% in those aged 6-11 years, 10.8% in those younger than 1 year, and 10.3% in those aged 1-5 years (Figure HR 104).

Recipient death occurred in 6.1% of patients at 6-months posttransplant and in 8.0% at 1-year posttransplant among pediatric heart transplants performed in 2021, in 11.8% at 3 years for transplants performed in 2019, in 15.7% at 5 years for transplants performed in 2017, and in 22.0% at 10 years for transplants performed in 2012 (Figure HR 106). Overall, 1-, 3-, and 5-year patient survival rates were 93.7%, 89.2%, and 85.0%, respectively, among recipients who underwent transplant in 2015-2017 (Figure HR 107). By age, 5-year patient survival was 83.2% for recipients younger than 1 year, 84.9% for those aged 1-5 years, 87.1% for those aged 6-11 years, and 85.7% for those aged 12-17 years among recipients who underwent transplant in 2015-2017 (Figure HR 108). By etiology of disease, 5-year patient survival was lowest among children with congenital defects at 81.0% and highest for children with idiopathic-related cardiomyopathy at 93.4% (Figure HR 110). By urgency status, the 5-year patient survival was 84.5% for status 1A pediatric recipients, 90.0% for status 1B recipients, and 77.5% for status 2 recipients (Figure HR 111).

Among pediatric heart transplant recipients in 2011-2017, the overall incidence of posttransplant lymphoproliferative disorder was 5.1% at 5 years; the incidence was 6.6% among recipients who were Epstein Barr virus negative and 3.5% among recipients who were Epstein-Barr virus positive (Figure HR 105).

References

1.
Ran G, Chung K, Anderson AS, Gibbons RD, Narang N, Churpek MM, Parker WF. Between-center variation in high-priority listing status under the new heart allocation policy. Am J Transplant. 2021;21:3684-3693. doi:10.1111/ajt.16614
2.
Shore S, Golbus JR, Aaronson KD, Nallamothu BK. Changes in the United States adult heart allocation policy: Challenges and opportunities. Circ Cardiovasc Qual Outcomes. 2020;13:e005795. doi:10.1161/CIRCOUTCOMES.119.005795
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Golbus JR, Li J, Cascino TM, Tang W, Zhu J, Colvin M, Walsh MN, Nallamothu BK. Greater geographic sharing and heart transplantation waitlist outcomes following the 2018 heart allocation policy. J Heart Lung Transplant. 2023;42:936-942. doi:10.1016/j.healun.2023.02.003
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Golbus JR, Gupta K, Colvin M, Cascino TM, Aaronson KD, Kumbhani DJ, Saran R, Nallamothu BK. Changes in type of temporary mechanical support device use under the new heart allocation policy. Circulation. 2020;142:1602-1604. doi:10.1161/CIRCULATIONAHA.120.048844
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Cascino TM, Stehlik J, Cherikh WS, Cheng Y, Watt TMF, Brescia AA, Thompson MP, McCullough JS, Zhang M, Shore S, Golbus JR, Pagani FD, Likosky DS, Aaronson KD. A challenge to equity in transplantation: Increased center-level variation in short-term mechanical circulatory support use in the context of the updated U.S. heart transplant allocation policy. J Heart Lung Transplant. 2022;41:95-103. doi:10.1016/j.healun.2021.09.004
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Golbus JR, Ahn YS, Lyden GR, Nallamothu BK, Zaun D, Israni AK, Walsh MN, Colvin M. Use of exception status listing and related outcomes during two heart allocation policy periods. J Heart Lung Transplant. 2023;42:1298-1306. doi:10.1016/j.healun.2023.05.004

List of Figures

List of Tables




**New adult candidates added to the heart transplant waiting list.** A new adult candidate is one who first joined the list during the given year, without having been listed in a previous year. Previously listed candidates who underwent transplant and subsequently relisted are considered new. Active and inactive patients are included.

Figure HR 1: New adult candidates added to the heart transplant waiting list. A new adult candidate is one who first joined the list during the given year, without having been listed in a previous year. Previously listed candidates who underwent transplant and subsequently relisted are considered new. Active and inactive patients are included.




**All adult candidates on the heart transplant waiting list.** Adult candidates on the list at any time during the year. Candidates listed at more than one center are counted once per listing.

Figure HR 2: All adult candidates on the heart transplant waiting list. Adult candidates on the list at any time during the year. Candidates listed at more than one center are counted once per listing.




**Distribution of adults waiting for heart transplant by age.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. Age is determined at the earliest of transplant, death, removal, or December 31 of the year.

Figure HR 3: Distribution of adults waiting for heart transplant by age. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. Age is determined at the earliest of transplant, death, removal, or December 31 of the year.




**Distribution of adults waiting for heart transplant by sex.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 4: Distribution of adults waiting for heart transplant by sex. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**Distribution of adults waiting for heart transplant by race and ethnicity.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 5: Distribution of adults waiting for heart transplant by race and ethnicity. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**Distribution of adults waiting for heart transplant by diagnosis.** Candidates waiting for transplant at any time in the given year. Active and inactive patients are included. Candidates listed at more than one center are counted once per listing.

Figure HR 6: Distribution of adults waiting for heart transplant by diagnosis. Candidates waiting for transplant at any time in the given year. Active and inactive patients are included. Candidates listed at more than one center are counted once per listing.




**Distribution of adults waiting for heart transplant by waiting time.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing.  Time on the waiting list is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive candidates are included.

Figure HR 7: Distribution of adults waiting for heart transplant by waiting time. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Time on the waiting list is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive candidates are included.




**Distribution of adults waiting for heart transplant by former medical urgency groups through October 17, 2018.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency for 2017 and earlier is determined at the earliest of transplant, death, removal, or December 31 of the year. For 2018 medical urgency statuses, statuses 1A, 1B, and 2 were determined at the earliest of transplant, death, or removal. For candidates who stayed active on the waiting list on or after October 18, 2018, and for candidates who were newly waitlisted on or after that date, their statuses are shown in Figure HR 9. Inactive statuses with new listings on or after October 18, 2018, are excluded here in Figure HR 8.

Figure HR 8: Distribution of adults waiting for heart transplant by former medical urgency groups through October 17, 2018. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency for 2017 and earlier is determined at the earliest of transplant, death, removal, or December 31 of the year. For 2018 medical urgency statuses, statuses 1A, 1B, and 2 were determined at the earliest of transplant, death, or removal. For candidates who stayed active on the waiting list on or after October 18, 2018, and for candidates who were newly waitlisted on or after that date, their statuses are shown in Figure HR 9. Inactive statuses with new listings on or after October 18, 2018, are excluded here in Figure HR 8.




**Distribution of adults waiting for heart transplant by new medical urgency groups, October 18, 2018, through 2022.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year. For 2018 medical urgency statuses, statuses 1-6 and inactive status contain new listings on or after October 18, 2018, or existing listings from before the policy change.

Figure HR 9: Distribution of adults waiting for heart transplant by new medical urgency groups, October 18, 2018, through 2022. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year. For 2018 medical urgency statuses, statuses 1-6 and inactive status contain new listings on or after October 18, 2018, or existing listings from before the policy change.




**Distribution of adults waiting for heart transplant by BMI.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included. BMI, body mass index.

Figure HR 10: Distribution of adults waiting for heart transplant by BMI. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included. BMI, body mass index.




**Distribution of adults waiting for heart transplant by blood type.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 11: Distribution of adults waiting for heart transplant by blood type. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**Distribution of adults waiting for heart transplant by prior transplant status.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 12: Distribution of adults waiting for heart transplant by prior transplant status. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**Overall deceased donor heart transplant rates among adult waitlist candidates.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 13: Overall deceased donor heart transplant rates among adult waitlist candidates. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among adult waitlist candidates by age.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.

Figure HR 14: Deceased donor heart transplant rates among adult waitlist candidates by age. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.




**Deceased donor heart transplant rates among adult waitlist candidates by race and ethnicity.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.

Figure HR 15: Deceased donor heart transplant rates among adult waitlist candidates by race and ethnicity. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.




**Deceased donor heart transplant rates among adult waitlist candidates by diagnosis.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 16: Deceased donor heart transplant rates among adult waitlist candidates by diagnosis. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among adult waitlist candidates by blood type.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 17: Deceased donor heart transplant rates among adult waitlist candidates by blood type. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among adult waitlist candidates by sex.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 18: Deceased donor heart transplant rates among adult waitlist candidates by sex. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among adult waitlist candidates by former medical urgency groups through October 17, 2018.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the later of listing date or January 1 of the given year. For new listings on or after October 18, 2018, and for candidates who were newly waitlisted on or after that date, their medical urgency statuses are shown in Figure HR 20. Inactive statuses with new listings on or after October 18, 2018, are excluded here in Figure HR 19.

Figure HR 19: Deceased donor heart transplant rates among adult waitlist candidates by former medical urgency groups through October 17, 2018. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the later of listing date or January 1 of the given year. For new listings on or after October 18, 2018, and for candidates who were newly waitlisted on or after that date, their medical urgency statuses are shown in Figure HR 20. Inactive statuses with new listings on or after October 18, 2018, are excluded here in Figure HR 19.




**Deceased donor heart transplant rates among adult waitlist candidates by new medical urgency groups, October 18, 2018, through 2022.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the later of listing date or January 1 of the given year. For 2018 medical urgency statuses, statuses 1-6 and inactive status contain new listings on or after October 18, 2018.

Figure HR 20: Deceased donor heart transplant rates among adult waitlist candidates by new medical urgency groups, October 18, 2018, through 2022. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the later of listing date or January 1 of the given year. For 2018 medical urgency statuses, statuses 1-6 and inactive status contain new listings on or after October 18, 2018.




**Deceased donor heart transplant rates among adult waitlist candidates by height.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 21: Deceased donor heart transplant rates among adult waitlist candidates by height. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among adult waitlist candidates by metropolitan versus nonmetropolitan residence.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate's permanent zip code.

Figure HR 22: Deceased donor heart transplant rates among adult waitlist candidates by metropolitan versus nonmetropolitan residence. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate’s permanent zip code.




**Three-year outcomes for adults waiting for heart transplant, new listings in 2019.** Candidates listed at more than one center are counted once per listing. Removed from list includes all reasons except transplant and death. DD, deceased donor.

Figure HR 23: Three-year outcomes for adults waiting for heart transplant, new listings in 2019. Candidates listed at more than one center are counted once per listing. Removed from list includes all reasons except transplant and death. DD, deceased donor.




**Percentage of adults who underwent deceased donor heart transplant within a given period of listing.** Candidates listed at more than one center are counted once per listing.

Figure HR 24: Percentage of adults who underwent deceased donor heart transplant within a given period of listing. Candidates listed at more than one center are counted once per listing.




**Overall pretransplant mortality rates among adults waitlisted for heart transplant.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.

Figure HR 25: Overall pretransplant mortality rates among adults waitlisted for heart transplant. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.




**Pretransplant mortality rates among adults waitlisted for heart transplant by age.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.

Figure HR 26: Pretransplant mortality rates among adults waitlisted for heart transplant by age. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.




**Pretransplant mortality rates among adults waitlisted for heart transplant by race and ethnicity.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.

Figure HR 27: Pretransplant mortality rates among adults waitlisted for heart transplant by race and ethnicity. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.




**Pretransplant mortality rates among adults waitlisted for heart transplant by sex.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.

Figure HR 28: Pretransplant mortality rates among adults waitlisted for heart transplant by sex. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.




**Pretransplant mortality rates among adults waitlisted for heart transplant by diagnosis.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.

Figure HR 29: Pretransplant mortality rates among adults waitlisted for heart transplant by diagnosis. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.




**Pretransplant mortality rates among adults waitlisted for heart transplant by metropolitan versus nonmetropolitan residence.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate's permanent zip code.

Figure HR 30: Pretransplant mortality rates among adults waitlisted for heart transplant by metropolitan versus nonmetropolitan residence. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate’s permanent zip code.




**Pretransplant mortality rates among adults waitlisted for heart transplant by former medical urgency groups through October 17, 2018.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year. The October 2018 OPTN heart allocation policy update changed the status groups. For 2018 medical urgency statuses, new listings on or after October 18, 2018, are not shown in this figure.

Figure HR 31: Pretransplant mortality rates among adults waitlisted for heart transplant by former medical urgency groups through October 17, 2018. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year. The October 2018 OPTN heart allocation policy update changed the status groups. For 2018 medical urgency statuses, new listings on or after October 18, 2018, are not shown in this figure.




**Pretransplant mortality rates among adults waitlisted for heart transplant by new medical urgency groups, October 18, 2018, through 2022.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year. The October 2018 OPTN heart allocation policy update changed the status groups. For 2018 medical urgency statuses, statuses 1-6 and inactive status contain new listings on or after October 18, 2018.

Figure HR 32: Pretransplant mortality rates among adults waitlisted for heart transplant by new medical urgency groups, October 18, 2018, through 2022. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year. The October 2018 OPTN heart allocation policy update changed the status groups. For 2018 medical urgency statuses, statuses 1-6 and inactive status contain new listings on or after October 18, 2018.




**Pretransplant mortality rates among adults waitlisted for heart transplant in 2022 by DSA.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. DSA, donation service area.

Figure HR 33: Pretransplant mortality rates among adults waitlisted for heart transplant in 2022 by DSA. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. DSA, donation service area.




**Deaths within 6 months after removal among adult heart waitlist candidates, overall.** Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list.

Figure HR 34: Deaths within 6 months after removal among adult heart waitlist candidates, overall. Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list.




**Deaths within 6 months after removal among adult heart waitlist candidates, by age.** Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. Age is determined at removal.

Figure HR 35: Deaths within 6 months after removal among adult heart waitlist candidates, by age. Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. Age is determined at removal.




**Deaths within 6 months after removal among adult heart waitlist candidates by race and ethnicity.** Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. The Other race category is composed of Native American and Multiracial categories.

Figure HR 36: Deaths within 6 months after removal among adult heart waitlist candidates by race and ethnicity. Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. The Other race category is composed of Native American and Multiracial categories.




**Deaths within 6 months after removal among adult heart waitlist candidates, by sex.** Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list.

Figure HR 37: Deaths within 6 months after removal among adult heart waitlist candidates, by sex. Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list.




**Deaths within 6 months after removal among adult heart waitlist candidates, by status at removal.** Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. The October 2018 OPTN heart allocation policy update changed the status groups. The statuses 1A, 1B, and 2 listed first are through October 17, 2018, the last day before the policy update; the adult statuses listed are for October 18, 2018, and onward. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year.

Figure HR 38: Deaths within 6 months after removal among adult heart waitlist candidates, by status at removal. Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. The October 2018 OPTN heart allocation policy update changed the status groups. The statuses 1A, 1B, and 2 listed first are through October 17, 2018, the last day before the policy update; the adult statuses listed are for October 18, 2018, and onward. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year.




**Overall deceased heart donor count.** Count of deceased donors whose hearts were recovered for transplant.

Figure HR 39: Overall deceased heart donor count. Count of deceased donors whose hearts were recovered for transplant.




**Deceased heart donor count by age.** Count of deceased donors whose hearts were recovered for transplant.

Figure HR 40: Deceased heart donor count by age. Count of deceased donors whose hearts were recovered for transplant.




**Distribution of deceased heart donors by age.** Deceased donors whose hearts were recovered for transplant.

Figure HR 41: Distribution of deceased heart donors by age. Deceased donors whose hearts were recovered for transplant.




**Distribution of deceased heart donors by sex.** Deceased donors whose hearts were recovered for transplant.

Figure HR 42: Distribution of deceased heart donors by sex. Deceased donors whose hearts were recovered for transplant.




**Distribution of deceased heart donors by race and ethnicity.** Deceased donors whose hearts were recovered for transplant. The Other race category is composed of Native American and Multiracial categories.

Figure HR 43: Distribution of deceased heart donors by race and ethnicity. Deceased donors whose hearts were recovered for transplant. The Other race category is composed of Native American and Multiracial categories.




**Distribution of deceased heart donors by donor HCV status.** Deceased donors whose hearts were recovered for transplant. Donor HCV status was based on an antibody test. HCV, hepatitis C virus.

Figure HR 44: Distribution of deceased heart donors by donor HCV status. Deceased donors whose hearts were recovered for transplant. Donor HCV status was based on an antibody test. HCV, hepatitis C virus.




**Distribution of deceased heart donors by donor type.** Deceased donors whose hearts were recovered for transplant. DBD, donation after brain death; DCD, donation after circulatory death.

Figure HR 45: Distribution of deceased heart donors by donor type. Deceased donors whose hearts were recovered for transplant. DBD, donation after brain death; DCD, donation after circulatory death.




**Cause of death among deceased heart donors.** Deceased donors with a heart recovered for the purposes of transplant. CVA, cerebrovascular accident.

Figure HR 46: Cause of death among deceased heart donors. Deceased donors with a heart recovered for the purposes of transplant. CVA, cerebrovascular accident.




**Overall percent of hearts recovered for transplant and not transplanted.** Percentages of hearts not transplanted out of all hearts recovered for transplant.

Figure HR 47: Overall percent of hearts recovered for transplant and not transplanted. Percentages of hearts not transplanted out of all hearts recovered for transplant.




**Percent of hearts recovered for transplant and not transplanted by donor age.** Percentages of hearts not transplanted out of all hearts recovered for transplant.

Figure HR 48: Percent of hearts recovered for transplant and not transplanted by donor age. Percentages of hearts not transplanted out of all hearts recovered for transplant.




**Percent of hearts recovered for transplant and not transplanted by donor sex.** Percentages of hearts not transplanted out of all hearts recovered for transplant.

Figure HR 49: Percent of hearts recovered for transplant and not transplanted by donor sex. Percentages of hearts not transplanted out of all hearts recovered for transplant.




**Percent of hearts recovered for transplant and not transplanted by donor race and ethnicity.** Percentages of hearts not transplanted out of all hearts recovered for transplant. The Other race category is composed of Native American and Multiracial categories.

Figure HR 50: Percent of hearts recovered for transplant and not transplanted by donor race and ethnicity. Percentages of hearts not transplanted out of all hearts recovered for transplant. The Other race category is composed of Native American and Multiracial categories.




**Percent of hearts recovered for transplant and not transplanted by donor hypertension status.** Percentages of hearts not transplanted out of all hearts recovered for transplant.

Figure HR 51: Percent of hearts recovered for transplant and not transplanted by donor hypertension status. Percentages of hearts not transplanted out of all hearts recovered for transplant.




**Percent of hearts recovered for transplant and not transplanted by donor BMI.** Percentages of hearts not transplanted out of all hearts recovered for transplant. BMI, body mass index.

Figure HR 52: Percent of hearts recovered for transplant and not transplanted by donor BMI. Percentages of hearts not transplanted out of all hearts recovered for transplant. BMI, body mass index.




**Percent of hearts recovered for transplant and not transplanted by donor cause of death.** Percentages of hearts not transplanted out of all hearts recovered for transplant. CVA, cerebrovascular accident.

Figure HR 53: Percent of hearts recovered for transplant and not transplanted by donor cause of death. Percentages of hearts not transplanted out of all hearts recovered for transplant. CVA, cerebrovascular accident.




**Percent of hearts recovered for transplant and not transplanted, by donor risk of disease transmission.** Percentages of hearts not transplanted out of all hearts recovered for transplant.  "Increased risk" is defined by criteria from the US Public Health Service Guidelines for increased risk for HIV, hepatitis B, and hepatitis C transmission.

Figure HR 54: Percent of hearts recovered for transplant and not transplanted, by donor risk of disease transmission. Percentages of hearts not transplanted out of all hearts recovered for transplant. “Increased risk” is defined by criteria from the US Public Health Service Guidelines for increased risk for HIV, hepatitis B, and hepatitis C transmission.




**Overall adult heart transplants.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 55: Overall adult heart transplants. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Adult heart transplants by age.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 56: Adult heart transplants by age. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Adult heart transplants by sex.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 57: Adult heart transplants by sex. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Adult heart transplants by race and ethnicity.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 58: Adult heart transplants by race and ethnicity. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Adult heart transplants by diagnosis.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 59: Adult heart transplants by diagnosis. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Adult heart transplants by medical urgency.** All adult heart transplant recipients, including retransplant and multiorgan recipients. The October 2018 OPTN heart allocation policy update changed the status groups. The statuses 1A, 1B, and 2 listed first are through October 17, 2018, the last day before the policy update; the adult statuses listed are for October 18, 2018, and onward.

Figure HR 60: Adult heart transplants by medical urgency. All adult heart transplant recipients, including retransplant and multiorgan recipients. The October 2018 OPTN heart allocation policy update changed the status groups. The statuses 1A, 1B, and 2 listed first are through October 17, 2018, the last day before the policy update; the adult statuses listed are for October 18, 2018, and onward.




**Adult heart transplants by multiorgan transplant type.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 61: Adult heart transplants by multiorgan transplant type. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Induction agent use in adult heart transplant recipients.** Immunosuppression at transplant reported to the OPTN.

Figure HR 62: Induction agent use in adult heart transplant recipients. Immunosuppression at transplant reported to the OPTN.




**Immunosuppression regimen use in adult heart transplant recipients.** Immunosuppression regimen at transplant reported to the OPTN. MMF, all mycophenolate agents; Tac, tacrolimus.

Figure HR 63: Immunosuppression regimen use in adult heart transplant recipients. Immunosuppression regimen at transplant reported to the OPTN. MMF, all mycophenolate agents; Tac, tacrolimus.




**Patient death among adult heart transplant recipients.** All adult recipients of deceased donor hearts, including multiorgan transplant recipients.

Figure HR 64: Patient death among adult heart transplant recipients. All adult recipients of deceased donor hearts, including multiorgan transplant recipients.




**Patient survival among adult heart transplant recipients, 2015-2017.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 65: Patient survival among adult heart transplant recipients, 2015-2017. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2015-2017, by age.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 66: Patient survival among adult heart transplant recipients, 2015-2017, by age. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2015-2017, by race and ethnicity.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 67: Patient survival among adult heart transplant recipients, 2015-2017, by race and ethnicity. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2015-2017, by diagnosis group.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 68: Patient survival among adult heart transplant recipients, 2015-2017, by diagnosis group. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2015-2017, by sex.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 69: Patient survival among adult heart transplant recipients, 2015-2017, by sex. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2015-2017, by VAD status.** Patient survival estimated using unadjusted Kaplan-Meier methods. VAD status at time of transplant. VAD, ventricular assist device.

Figure HR 70: Patient survival among adult heart transplant recipients, 2015-2017, by VAD status. Patient survival estimated using unadjusted Kaplan-Meier methods. VAD status at time of transplant. VAD, ventricular assist device.




**Patient survival among adult heart transplant recipients, 2015-2017, by former medical urgency.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 71: Patient survival among adult heart transplant recipients, 2015-2017, by former medical urgency. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2019-2020, by new medical urgency.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 72: Patient survival among adult heart transplant recipients, 2019-2020, by new medical urgency. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2015-2017, by metropolitan versus nonmetropolitan recipient residence.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 73: Patient survival among adult heart transplant recipients, 2015-2017, by metropolitan versus nonmetropolitan recipient residence. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2015-2017, by multiorgan transplant type.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 74: Patient survival among adult heart transplant recipients, 2015-2017, by multiorgan transplant type. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Incidence of acute rejection by 1 year posttransplant among adult heart transplant recipients by age.** Only the first reported rejection event is counted. Cumulative incidence is estimated using the Kaplan-Meier method.

Figure HR 75: Incidence of acute rejection by 1 year posttransplant among adult heart transplant recipients by age. Only the first reported rejection event is counted. Cumulative incidence is estimated using the Kaplan-Meier method.




**Incidence of PTLD among adult heart transplant recipients by recipient EBV status at transplant, 2011-2017.** Cumulative incidence is estimated using the Kaplan-Meier method. PTLD is identified as a reported complication or cause of death on the OPTN Transplant Recipient Follow-up Form or the Posttransplant Malignancy Form as polymorphic PTLD, monomorphic PTLD, or Hodgkin's disease. Only the earliest date of PTLD diagnosis is considered. EBV, Epstein-Barr virus; PTLD, posttransplant lymphoproliferative disorder.

Figure HR 76: Incidence of PTLD among adult heart transplant recipients by recipient EBV status at transplant, 2011-2017. Cumulative incidence is estimated using the Kaplan-Meier method. PTLD is identified as a reported complication or cause of death on the OPTN Transplant Recipient Follow-up Form or the Posttransplant Malignancy Form as polymorphic PTLD, monomorphic PTLD, or Hodgkin’s disease. Only the earliest date of PTLD diagnosis is considered. EBV, Epstein-Barr virus; PTLD, posttransplant lymphoproliferative disorder.




**New pediatric candidates added to the heart transplant waiting list.** A new candidate is one who first joined the list during the given year, without having been listed in a previous year. Previously listed candidates who underwent transplant and subsequently relisted are considered new. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 77: New pediatric candidates added to the heart transplant waiting list. A new candidate is one who first joined the list during the given year, without having been listed in a previous year. Previously listed candidates who underwent transplant and subsequently relisted are considered new. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**All pediatric candidates on the heart transplant waiting list.** Pediatric candidates listed at any time during the year. Candidates listed at more than one center are counted once per listing.

Figure HR 78: All pediatric candidates on the heart transplant waiting list. Pediatric candidates listed at any time during the year. Candidates listed at more than one center are counted once per listing.




**Distribution of pediatric candidates waiting for heart transplant by age.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. Age is determined at the earliest of transplant, death, removal, or December 31 of the year.

Figure HR 79: Distribution of pediatric candidates waiting for heart transplant by age. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. Age is determined at the earliest of transplant, death, removal, or December 31 of the year.




**Distribution of pediatric candidates waiting for heart transplant by race and ethnicity.** Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included.

Figure HR 80: Distribution of pediatric candidates waiting for heart transplant by race and ethnicity. Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included.




**Distribution of pediatric candidates waiting for heart transplant by diagnosis.** Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. CM, cardiomyopathy.

Figure HR 81: Distribution of pediatric candidates waiting for heart transplant by diagnosis. Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. CM, cardiomyopathy.




**Distribution of pediatric candidates waiting for heart transplant by sex.** Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 82: Distribution of pediatric candidates waiting for heart transplant by sex. Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**Distribution of pediatric candidates waiting for heart transplant by waiting time.** Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Time on the waiting list is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive candidates are included.

Figure HR 83: Distribution of pediatric candidates waiting for heart transplant by waiting time. Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Time on the waiting list is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive candidates are included.




**Distribution of pediatric candidates waiting for heart transplant by medical urgency.** Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive patients are included.

Figure HR 84: Distribution of pediatric candidates waiting for heart transplant by medical urgency. Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive patients are included.




**Three-year outcomes for newly listed pediatric candidates waiting for heart transplant, 2017-2019.** Pediatric candidates who joined the waiting list in 2017-2019. Pediatric candidates listed at more than one center are counted once per listing. Removed from list includes all reasons except transplant and death. DD, deceased donor.

Figure HR 85: Three-year outcomes for newly listed pediatric candidates waiting for heart transplant, 2017-2019. Pediatric candidates who joined the waiting list in 2017-2019. Pediatric candidates listed at more than one center are counted once per listing. Removed from list includes all reasons except transplant and death. DD, deceased donor.




**Overall deceased donor heart transplant rates among pediatric waitlist candidates.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 86: Overall deceased donor heart transplant rates among pediatric waitlist candidates. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among pediatric waitlist candidates by age.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.

Figure HR 87: Deceased donor heart transplant rates among pediatric waitlist candidates by age. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.




**Deceased donor heart transplant rates among pediatric waitlist candidates by race and ethnicity.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.

Figure HR 88: Deceased donor heart transplant rates among pediatric waitlist candidates by race and ethnicity. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.




**Deceased donor heart transplant rates among pediatric waitlist candidates by metropolitan versus nonmetropolitan residence.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 89: Deceased donor heart transplant rates among pediatric waitlist candidates by metropolitan versus nonmetropolitan residence. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Overall pretransplant mortality rates among pediatric candidates waitlisted for heart.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.

Figure HR 90: Overall pretransplant mortality rates among pediatric candidates waitlisted for heart. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.




**Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by age.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.

Figure HR 91: Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by age. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.




**Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by race and ethnicity.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.

Figure HR 92: Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by race and ethnicity. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.




**Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by diagnosis.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. CM, cardiomyopathy.

Figure HR 93: Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by diagnosis. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. CM, cardiomyopathy.




**Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by medical urgency.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year.

Figure HR 94: Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by medical urgency. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year.




**Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by metropolitan versus nonmetropolitan residence.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.  Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate's permanent zip code.

Figure HR 95: Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by metropolitan versus nonmetropolitan residence. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate’s permanent zip code.




**Overall pediatric heart transplants.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 96: Overall pediatric heart transplants. All pediatric heart transplant recipients, including retransplant and multiorgan recipients.




**Pediatric heart transplants by recipient age.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 97: Pediatric heart transplants by recipient age. All pediatric heart transplant recipients, including retransplant and multiorgan recipients.




**Pediatric heart transplants by sex.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 98: Pediatric heart transplants by sex. All pediatric heart transplant recipients, including retransplant and multiorgan recipients.




**Pediatric heart transplants by race and ethnicity.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 99: Pediatric heart transplants by race and ethnicity. All pediatric heart transplant recipients, including retransplant and multiorgan recipients.




**Pediatric heart transplants by diagnosis.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients. CM, cardiomyopathy.

Figure HR 100: Pediatric heart transplants by diagnosis. All pediatric heart transplant recipients, including retransplant and multiorgan recipients. CM, cardiomyopathy.




**Pediatric heart transplants by medical urgency.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients. The OPTN heart allocation policy changed the status groups in October 2018.

Figure HR 101: Pediatric heart transplants by medical urgency. All pediatric heart transplant recipients, including retransplant and multiorgan recipients. The OPTN heart allocation policy changed the status groups in October 2018.




**Induction agent use in pediatric heart transplant recipients.** Immunosuppression at transplant reported to the OPTN.

Figure HR 102: Induction agent use in pediatric heart transplant recipients. Immunosuppression at transplant reported to the OPTN.




**Immunosuppression regimen use in pediatric heart transplant recipients.** Immunosuppression regimen at transplant reported to the OPTN. MMF, all mycophenolate agents; Tac, tacrolimus.

Figure HR 103: Immunosuppression regimen use in pediatric heart transplant recipients. Immunosuppression regimen at transplant reported to the OPTN. MMF, all mycophenolate agents; Tac, tacrolimus.




**Incidence of acute rejection by 1 year posttransplant among pediatric heart transplant recipients by age.** Only the first reported rejection event is counted. Cumulative incidence is estimated using the Kaplan-Meier method.

Figure HR 104: Incidence of acute rejection by 1 year posttransplant among pediatric heart transplant recipients by age. Only the first reported rejection event is counted. Cumulative incidence is estimated using the Kaplan-Meier method.




**Incidence of PTLD among pediatric heart transplant recipients by recipient EBV status at transplant, 2011-2017.** Cumulative incidence is estimated using the Kaplan-Meier method. PTLD is identified as a reported complication or cause of death on the OPTN Transplant Recipient Follow-up Form or on the Posttransplant Malignancy Form as polymorphic PTLD, monomorphic PTLD, or Hodgkin's disease. Only the earliest date of PTLD diagnosis is considered. EBV, Epstein-Barr virus; PTLD, posttransplant lymphoproliferative disorder.

Figure HR 105: Incidence of PTLD among pediatric heart transplant recipients by recipient EBV status at transplant, 2011-2017. Cumulative incidence is estimated using the Kaplan-Meier method. PTLD is identified as a reported complication or cause of death on the OPTN Transplant Recipient Follow-up Form or on the Posttransplant Malignancy Form as polymorphic PTLD, monomorphic PTLD, or Hodgkin’s disease. Only the earliest date of PTLD diagnosis is considered. EBV, Epstein-Barr virus; PTLD, posttransplant lymphoproliferative disorder.




**Patient death among pediatric heart transplant recipients.** All pediatric recipients of deceased donor hearts, including multiorgan transplant recipients.  Estimates are unadjusted, computed using unadjusted Kaplan-Meier methods.

Figure HR 106: Patient death among pediatric heart transplant recipients. All pediatric recipients of deceased donor hearts, including multiorgan transplant recipients. Estimates are unadjusted, computed using unadjusted Kaplan-Meier methods.




**Overall patient survival among pediatric deceased donor heart transplant recipients, 2015-2017.** Recipient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 107: Overall patient survival among pediatric deceased donor heart transplant recipients, 2015-2017. Recipient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among pediatric deceased donor heart transplant recipients, 2015-2017, by recipient age.** Recipient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 108: Patient survival among pediatric deceased donor heart transplant recipients, 2015-2017, by recipient age. Recipient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among pediatric deceased donor heart transplant recipients, 2015-2017, by race and ethnicity.** Recipient survival estimated using unadjusted Kaplan-Meier methods. The Other race category is composed of Native American and Multiracial categories.

Figure HR 109: Patient survival among pediatric deceased donor heart transplant recipients, 2015-2017, by race and ethnicity. Recipient survival estimated using unadjusted Kaplan-Meier methods. The Other race category is composed of Native American and Multiracial categories.




**Patient survival among pediatric deceased donor heart transplant recipients, 2015-2017, by diagnosis.** Recipient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 110: Patient survival among pediatric deceased donor heart transplant recipients, 2015-2017, by diagnosis. Recipient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among pediatric deceased donor heart transplant recipients, 2015-2017, by medical urgency.** Recipient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 111: Patient survival among pediatric deceased donor heart transplant recipients, 2015-2017, by medical urgency. Recipient survival estimated using unadjusted Kaplan-Meier methods.