OPTN/SRTR 2023 Annual Data Report: Heart

OPTN/SRTR 2023 Annual Data Report: Heart

Monica M. Colvin1,2, Jodi M. Smith1,3, Yoon Son Ahn1, Kelsi A. Lindblad4, Dzhuliyana Handarova4, Ajay K. Israni1,5, Jon J. Snyder1,6,7

1Scientific Registry of Transplant Recipients, Hennepin Healthcare Research Institute, Minneapolis, MN

2Department of Cardiology, University of Michigan, Ann Arbor, MI

3Department of Pediatrics, University of Washington, Seattle, WA

4Organ Procurement and Transplantation Network, United Network for Organ Sharing, Richmond, VA

5Department of Medicine, University of Texas Medical Branch, Galveston, TX

6Department of Epidemiology and Community Health, University of Minnesota, Minneapolis, MN

7Department of Medicine, Hennepin Healthcare, University of Minnesota, Minneapolis, MN

Abstract

Despite unintended consequences and ongoing need for revision, the 2018 adult heart transplant policy revision continues to have a favorable impact as evidenced by increased transplant rates, decreased waitlist mortality, and more rapid transplant in higher acuity patients. In 2023, the total number of heart transplants in the United States increased 101.1% since 2012, reaching a record 4,599, of which 4,092 were performed in adults. Between 2022 and 2023 alone, 424 more adult heart transplants were performed, the largest annual increase this decade. Concurrently, the prevalence of heart donors after circulatory death increased to 14.0% in 2023. Candidates listed at adult statuses 1 and 2 underwent transplant more quickly (2,225.8 and 1,088.1 transplants per 100 patient-years, respectively). In 2023, adult waitlist mortality reached a low: 8.5 deaths per 100 patient-years. Multiorgan transplants (heart-liver and heart-kidney) in adults continue to increase, achieving comparable survival to that of heart transplant alone. Adults with congenital heart disease had the lowest pretransplant mortality of all diagnoses but also the lowest posttransplant survival, 76.1% at 5 years, emphasizing the need for consensus on best practices. In pediatric heart transplant, heart transplants increased 36.3% and new listings increased 34.0%, but the transplant rate decreased 14.9% resulting in increased waiting times. High-urgency listings increased, with 83.6% of heart transplants performed for status 1A. Pediatric waitlist mortality has declined 53.4% since 2012, but remains substantial: 11.7 deaths per 100 patient-years. In 2023, 5-year posttransplant survival was 80.3% in adult recipients and 84.4% in pediatric recipients. Keywords: Allocation, donor, heart failure, heart transplant, left ventricular assist device, mechanical circulatory support, outcomes

1 Introduction

Heart transplant affords eligible patients with end-stage heart disease the best opportunity for long-term survival. Yet, pretransplant risk stratification, the growing use of temporary mechanical circulatory support (MCS), disparities in access and outcomes, access management, growing medical complexity in the face of regulatory oversight, and rising costs of transplant remain challenges for the transplantation community. Fontan failure is one of the most common indications for heart transplant in adults with congenital heart disease and presents a unique challenge for heart transplant programs. Due to improvements in management and, subsequently, survival, the number of patients with Fontan circulation is growing; however, it is anticipated that one-third of these patients will either die or require heart transplant within 35 years of Fontan surgery.1,2 Heart transplant programs plagued with constantly balancing candidate risk with programmatic oversight are universally challenged by treating these patients, raising the question of whether, similar to multiorgan transplant, consideration could be given to excluding Fontan patients from performance metrics. Risk stratification of heart transplant candidates remains suboptimal for both adult and pediatric settings. The pediatric heart transplant allocation system remains 3-tiered, and as seen under the prior adult policy, waiting times and waitlist mortality are increasing and more patients are being added to higher acuity status. The continuous distribution allocation policy is in development and is anticipated to allow more fluidity in prioritization and enhanced risk stratification. Multiorgan transplant continues to increase, and in September 2023, a policy to establish eligibility criteria and safety net for heart-kidney allocation and for heart-liver allocation was approved by the Organ Procurement and Transplantation Network (OPTN); however, it is too early to assess the impact of this policy.

The Annual Data Report provides an overview of the state of heart transplantation in the United States, including positive trends and trends that warrant further investigation and monitoring. Data on US adult and pediatric heart transplant waiting lists, donation, transplants, and outcomes are provided. Of note, the Impella 5.5 device was added to the OPTN computer system in August 2023. Thus, in the current report, Impella 5.5 is captured as “Other” or in some cases in the left ventricular assist device (LVAD) category. It is anticipated that future iterations of the Annual Data Report will be able to provide more granularity regarding temporary MCS.

2 Adult Heart Transplant

2.2 Heart Transplant Rates

Since 2012, the overall heart transplant rate for adults increased 106.1%: 140.8 transplants per 100 patient-years in 2023 compared with 68.3 transplants per 100 patient-years in 2012. The heart transplant rate has increased 57.3% since 2019, the first year after the allocation policy revision in 2018 (Figure HR 13). All age groups had increases in transplant rates, although transplant rate tends to be highest in candidates aged 65 years or older; for those in this age group, it was 162.0 transplants per 100 patient-years in 2023 (Figure HR 14). There were similar increases in transplant rate for candidates of all races and ethnicities and diagnoses. The rate of transplant in Asian candidates far exceeded that in all of the other racial and ethnic categories: 216.9 transplants per 100 patient-years, with the Other category being second highest at 177.8 transplants per 100 patient-years. Despite increasing 97.7% since 2012, the transplant rate in Black candidates has tended to be the lowest of the racial and ethnic categories and remained so: 122.2 transplants per 100 patient-years in 2023 (Figure HR 15).

Among the diagnoses in adult candidates, the greatest change in transplant rate occurred in those with valvular heart disease: 175.5 transplants per 100 patient-years in 2023 compared with 48.9 transplants per 100 patient-years in 2012, a 258.9% increase. Candidates with congenital heart disease had a steep increase in transplant rate, particularly following the policy change, to 99.3 transplants per 100 patient-years in 2023. Yet, candidates with congenital heart disease have not had transplant rates comparable to those of the other diagnoses, and this was the lowest transplant rate of all diagnoses in 2023. The second-lowest transplant rate in 2023 occurred in candidates with coronary artery disease: 133.9 transplants per 100 patient-years (Figure HR 16). As expected, the transplant rates among adult statuses 1 and 2 were higher (2,225.8 and 1,088.1 transplants per 100 patient-years, respectively) than those of other statuses. Since 2019, there was an increase in transplant rate for all statuses except adult status 2, which declined by 7.0% (Figure HR 20).

Among adult patients listed in 2020, 74.0% underwent transplant by 3 years, a 9.0% increase since 2012 (Figure HR 24). Among those newly listed in 2020, by 3 years, 4.3% had died, 15.7% were removed for other causes, and 6.0% were still waiting (Figure HR 23). Since 2012, more patients have undergone transplant earlier after listing. The proportion of patients undergoing transplant within 3 months and within 1 year has steadily increased. Among patients listed in 2022, 58.3% underwent transplant within 3 months and 71.4% within 1 year, compared with 31.7% and 53.1%, respectively, in 2012 (Figure HR 24). In 2023, the lowest transplant rates occurred among candidates listed at adult statuses 4-6, inactive candidates, candidates with congenital heart disease, adults listed under pediatric status, and candidates with blood type O—all of which had transplant rates of less than 100 transplants per 100 patient-years (Figure HR 16, Figure HR 17, and Figure HR 20).

2.3 Pretransplant Mortality

In general, pretransplant mortality in adults waitlisted for heart transplant has decreased substantially since 2012. Overall pretransplant mortality reached a low of 8.5 deaths per 100 patient-years in 2023 despite a slight increase in 2020 (Figure HR 25). The pretransplant mortality rate declined for all racial and ethnic categories, although in 2023 it remained slightly higher for Asian and Hispanic candidates (10.5 deaths per 100 patient-years and 10.8 deaths per 100 patient-years, respectively) and was lowest for Black candidates (7.9 deaths per 100 patient-years). There have been fluctuations in mortality rates among all the racial and ethnic categories, but there were two outliers over the past decade: in 2015, the pretransplant mortality for Asian candidates was 20.1 deaths per 100 patient-years, and in 2017, it was 40.9 deaths per 100 patient-years for candidates classified as Other race and ethnicity (Figure HR 27). Among the diagnosis categories, pretransplant mortality was lowest among adult candidates with congenital heart disease in 2023 at 3.1 deaths per 100 patient-years, a remarkable decline from 17.1 deaths per 100 patient-years in 2012 (Figure HR 29), possibly due to the increasing consensus regarding a multidisciplinary approach to management and earlier referral to adult teams for heart failure.6,7,8

Compared with 2019, pretransplant mortality rates decreased for candidates in all active status groups except adult status 1, in which pretransplant mortality increased from 114.7 deaths per 100 patient-years in 2019 to 129.1 deaths per 100 patient-years in 2023, following a peak of 149.1 deaths per 100 patient-years in 2022. In 2023, candidates listed at adult status 6 continued to have the lowest pretransplant mortality rate: 3.0 deaths per 100 patient-years. Candidates listed at adult status 4 had the second-lowest pretransplant mortality: 5.3 deaths per 100 patient-years (Figure HR 32). The intent of the 2018 heart allocation policy revision was partially to improve risk stratification based on pretransplant mortality; however, pretransplant mortality of adult status 5 candidates exceeds that of adult status 4 candidates, and in some years, including 2023, that of adult status 3 candidates. Candidates listed at adult status 5 are those requiring multiorgan transplant. Although most multiorgan candidates are listed for heart-kidney, there are growing numbers of heart-liver and heart-lung candidates as well as candidates for triple-organ transplant; this has created heterogeneity in the complexity, which may exceed that of some patients with an LVAD, some patients with congenital heart disease, and some patients with restrictive cardiomyopathy, hypertrophic cardiomyopathy, and amyloid cardiomyopathy (adult status 4), and which may be on par with candidates listed for LVAD complications (adult status 3) (Figure HR 32). Pretransplant mortality ranged from 0 to 42.16 deaths per 100 patient-years between donation service areas (Figure HR 33), and the median was 8.1 deaths per 100 patient-years.

The pandemic resulted in increased mortality among patients with illnesses other than COVID-19.9 Some transplant centers restricted heart transplants to the most urgent patients during the pandemic. Despite this, there was only a slight increase in the overall pretransplant mortality rate, from 8.7 deaths per 100 patient-years in 2019 to 9.0 deaths per 100 patient-years in 2020. More pronounced increases were seen in Asian, Black, and Hispanic candidates (Figure HR 27), in candidates residing in nonmetropolitan areas (Figure HR 30), and in candidates listed at adult statuses 1, 3, and 6 (Figure HR 32). Of note, pretransplant mortality for candidates listed as adult status 1 increased from 114.7 to 136.2 deaths per 100 patient-years between 2019 and 2020. In 2021, the year after the declaration of the national emergency for the pandemic, there was a steep decline in pretransplant mortality for adult status 1 candidates to 81.2 deaths per 100 patient-years, a change not seen in the other status groups and which cannot be explained by changes in transplant rate alone (Figure HR 32). In inactive candidates, pretransplant mortality was lower in 2020 (10.8 deaths per 100 patient-years) compared with 2019 (12.2 deaths per 100 patient-years).

Adult deaths within 6 months of removal from the transplant waiting list reached a nadir in 2021, and in 2023 the rate was 13.0 deaths per 100 patient-years, representing a 57.8% decrease from 2012 (Figure HR 34). In 2023, death within 6 months of removal occurred least in age group 18-34 years and most in age group 65 years or older: 3.7 deaths per 100 patient-years and 15.8 deaths per 100 patient-years, respectively. Although there was a decline in death after removal in all age groups, it was most notable in age group 18-34 years, decreasing 86.5% since 2012 (Figure HR 35). Asian candidates had deaths within 6 months of removal in excess of other racial and ethnic categories in 2023, at 26.1 deaths per 100 patient-years (Figure HR 36). There have been fluctuations in the occurrences of death within 6 months of removal for all status categories, but in 2023, the occurrence of death after removal remained high for candidates listed at adult statuses 1 and 2, at 27.8 deaths per 100 patient-years and 25.8 deaths per 100 patient-years, respectively. This is not surprising given the relative acuity of these patients.

2.5 Posttransplant Survival and Morbidity

Trends in adult posttransplant mortality have been favorable. Although transplant mortality has fluctuated, since 2012, there has been an overall decline in posttransplant mortality at 6 months and at 1, 3, and 5 years (Figure HR 49). Six-month and 1- and 3-year mortality were lowest for patients who underwent transplant in 2018. There was a transient increase in posttransplant mortality for patients who underwent transplant in 2019, which exceeded that of the year prior to the new policy; however, for patients who underwent transplant in 2022, 6-month and 1-year posttransplant mortality were slightly lower (7.0% and 8.4%, respectively) than prepandemic and lower than the year prior to the policy revision. Three-year mortality among patients who underwent transplant in 2020 was 16.0%.

Among adult patients who underwent transplant in 2016-2018, the 5-year survival was 80.3%. Overall 1-year and 3-year patient survival were 91.5% and 85.9%, respectively (Figure HR 50). Older patients tended to have early decrements in survival compared with recipients aged 18-49 years; patients 65 years or older had the greatest decline in survival during the first year to 89.3%, while survival in the other age groups declined by less than 10% and remained greater than 90% at year 1. By 5 years, survival in patients 65 years or older was 77.3% compared with greater than 80% in other age groups (Figure HR 51). Patient survival was best in those aged 18-34 years through year 1, after which it was similar to that in age groups 35-49 and 50-64 years. Relatively early decline in patient survival was noted in Hispanic recipients compared with other racial and ethnic categories between 2-3 months posttransplant and declined to 91.7% at 6 months. By year 1, survival was slightly lower in Hispanic recipients, 90.3%, and highest in Black recipients, 92.4%. During year 2, Black and Asian patients had a similar decline (Figure HR 52). At year 5, survival was lowest in Black and Hispanic recipients, 77.2% and 77.3%, and highest in White recipients, 81.7%.

Adults with prior congenital heart disease who received a heart in 2016-2018 tended to have the lowest survival at all time points compared to recipients with other diagnoses, with a decrease in survival of greater than 10% within the first 3 months. At 1 year, survival in recipients with prior congenital heart disease was 86.0%, while survival ranged from 89.9% to 92.6% in the other diagnosis categories. This trajectory in survival persisted for congenital heart disease, with survival declining to 76.1% at 5 years. Patients with prior coronary artery disease had the second-lowest survival at 5 years, 77.2%. Survival at 5 years was greater than 80% for cardiomyopathy, valvular, and Other/unknown (Figure HR 53). Recipients who had a VAD tended to have slightly lower patient survival compared with recipients without a VAD: at 5 years, 79.3% and 81.2%, respectively (Figure HR 55).

Posttransplant patient survival by status (2018 heart revision categories) was analyzed for patients who received a heart in 2020-2021. Posttransplant survival tended to be similar between recipients who were adult statuses 2-4 and 6; however, there was an early and pronounced decrement in survival in recipients who were adult status 5 (Figure HR 57). Survival in recipients who were adult status 5 decreased within the first month of transplant; although initially at 100%, survival had declined to 87.5% by 3 months. Adult status 5 transplants were a small proportion, at only 80 transplants performed during this period (Figure HR 44). A similar, but less pronounced, trend was noted in recipients who were adult status 1, with a decline in survival seen within the first 3 months of transplant. At 1 year, survival was 83.8% in adult status 5, 87.1% in adult status 1, and greater than 90% in the other groups. Two-year survival was only 75.0% in adult status 5 recipients, 84.3% in adult status 1, and 86% or greater in the other status groups. Adult status 2 and adult status 6 recipients tended to have the best survival. Although higher posttransplant mortality may not be unexpected in adult status 1 recipients due to their acuity prior to transplant, the reason for higher mortality in adult status 5 recipients is not immediately obvious; however, it may be explained by multiorgan failure and longer waiting time for transplant. Adult status 5 recipients tend to have higher waitlist mortality, which may be an indication of medical acuity.

Heart-kidney and heart-liver transplant recipients who underwent transplant in 2016-2018 tended to have similar outcomes over 5 years, with heart-liver having the best patient survival at 5 years: 82.1%. In addition, patient survival for heart-kidney and heart-liver recipients was similar to that for heart-alone recipients in this cohort. Recipients in the “Other multiorgan” category, of which there were only 9, had the worst early survival, declining to 66.7% during the first year and remaining at 66.7% at 5 years; however, survival in heart-lung transplant recipients remained the lowest of all multiorgan categories, at 86.6% at 1 year and 64.2% at 5 years (Figure HR 59). Patients with cPRA of 98%-100% who received a heart in 2016-2018 had worse survival compared with other cPRA groups (Figure HR 60).

3 Donation

Deceased heart donors reached a peak in 2023 at 4,664 (adult and pediatric), a 90.3% increase since 2012 (Figure HR 63). There was a notable increase in donors aged 30-39 years (1,525 in 2023 compared with 456 in 2012); this group now constitutes the majority of donors, surpassing those aged 18-29 years (Figure HR 64 and Figure HR 65). Many programs have developed DCD programs and accept hearts from donors who are hepatitis C virus (HCV) positive to broaden access to transplant. Since 2016, the proportion of donors who were HCV positive, by antibody and nucleic acid test as NAT+ or NAT-/Ab+, has increased: for NAT+, 5.0% in 2023 versus 0.4% in 2016; for NAT-/Ab+, 4.9% in 2023 versus 0.2% in 2016 (Figure HR 68). Since 2019, there has been a steady and persistent increase in DCD: 14.0% of hearts donors in 2023 compared with 0.22% in 2019 (Figure HR 69). The proportion of hearts recovered for transplant and not transplanted (nonuse) reached a nadir of 0.7% in 2018, from 1.2% in 2012. There has been a subsequent increase in heart nonuse to 1.5% in 2023 (Figure HR 71). Nonuse rates have fluctuated in several categories, but notable trends include a 57.4% decrease in unused organs in the donor age group of 55 years or older: 1.6% in 2023 compared with 3.8% in 2012 (Figure HR 72). Nonuse amongst donors with hypertension decreased to 1.2% in 2023 while nonuse increased in donors without hypertension (Figure HR 75). Nonuse rates tend to be high in donors with body mass index (BMI) of 40 or higher; nonuse of hearts from these donors was 3.3% in 2023 (Figure HR 76). Nonuse of hearts from donors with head trauma increased to 1.6% in 2023 (Figure HR 77).

4 Pediatric Heart Transplant

4.3 Posttransplant Survival and Morbidity

Among pediatric heart transplant recipients in 2022, the incidence of acute rejection in the first year posttransplant was 18.8% in recipients aged 12-17 years, 15.4% in those aged 6-11 years, 14.4% in those aged 1-5 years, and 8.8% in those younger than 1 year (Figure HR 107). Among pediatric heart transplant recipients in 2012-2018, the overall incidence of posttransplant lymphoproliferative disorder was 5.4% at 5 years; the incidence was 6.9% among recipients who were Epstein-Barr virus negative and 3.9% among recipients who were Epstein-Barr virus positive (Figure HR 108).

Recipient death occurred in 6.9% of patients at 6-months posttransplant and in 8.3% at 1-year posttransplant among pediatric heart transplants performed in 2022, in 11.6% at 3 years for transplants performed in 2020, in 17.1% at 5 years for transplants performed in 2018, and in 25.8% at 10 years for transplants performed in 2013 (Figure HR 109). Overall, 1-, 3-, and 5-year patient survival rates were 93.3%, 88.2%, and 84.4%, respectively, among recipients who underwent transplant in 2016-2018 (Figure HR 110). By age, 5-year patient survival was 82.8% for recipients younger than 1 year, 82.6% for those aged 1-5 years, 88.1% for those aged 6-11 years, and 85.0% for those aged 12-17 years among recipients who underwent transplant in 2016-2018 (Figure HR 111). By race and ethnicity, 5-year patient survival ranged from 86.7% among Asian recipients to 86.3% among White recipients, 82.5% among Hispanic recipients, and 81.5% among Black recipients (Figure HR 112). By etiology of disease, 5-year patient survival was lowest among children with congenital defects at 80.2% and highest for children with myocarditis at 93.5% (Figure HR 113). By urgency status, the 5-year patient survival for pediatric recipients was 83.5% for status 1A, 88.5% for status 1B, and 82.9% for status 2 (Figure HR 114).

References

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List of Figures

List of Tables




**New adult candidates added to the heart transplant waiting list.** A new adult candidate is one who first joined the list during the given year, without having been listed in a previous year. Previously listed candidates who underwent transplant and subsequently relisted are considered new. Active and inactive patients are included.

Figure HR 1: New adult candidates added to the heart transplant waiting list. A new adult candidate is one who first joined the list during the given year, without having been listed in a previous year. Previously listed candidates who underwent transplant and subsequently relisted are considered new. Active and inactive patients are included.




**All adult candidates on the heart transplant waiting list.** Adult candidates on the list at any time during the year. Candidates listed at more than one center are counted once per listing.

Figure HR 2: All adult candidates on the heart transplant waiting list. Adult candidates on the list at any time during the year. Candidates listed at more than one center are counted once per listing.




**Distribution of adults waiting for heart transplant by age.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. Age is determined at the earliest of transplant, death, removal, or December 31 of the year.

Figure HR 3: Distribution of adults waiting for heart transplant by age. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. Age is determined at the earliest of transplant, death, removal, or December 31 of the year.




**Distribution of adults waiting for heart transplant by sex.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 4: Distribution of adults waiting for heart transplant by sex. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**Distribution of adults waiting for heart transplant by race and ethnicity.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 5: Distribution of adults waiting for heart transplant by race and ethnicity. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**Distribution of adults waiting for heart transplant by diagnosis.** Candidates waiting for transplant at any time in the given year. Active and inactive patients are included. Candidates listed at more than one center are counted once per listing.

Figure HR 6: Distribution of adults waiting for heart transplant by diagnosis. Candidates waiting for transplant at any time in the given year. Active and inactive patients are included. Candidates listed at more than one center are counted once per listing.




**Distribution of adults waiting for heart transplant by waiting time.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing.  Time on the waiting list is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive candidates are included.

Figure HR 7: Distribution of adults waiting for heart transplant by waiting time. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Time on the waiting list is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive candidates are included.




**Distribution of adults waiting for heart transplant by former medical urgency groups through October 17, 2018.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency for 2017 and earlier is determined at the earliest of transplant, death, removal, or December 31 of the year. For 2018 medical urgency statuses, statuses 1A, 1B, and 2 were determined at the earliest of transplant, death, or removal. For candidates who stayed active on the waiting list on or after October 18, 2018, and for candidates who were newly waitlisted on or after that date, their statuses are shown in Figure HR 9. Inactive statuses with new listings on or after October 18, 2018, are excluded here in Figure HR 8.

Figure HR 8: Distribution of adults waiting for heart transplant by former medical urgency groups through October 17, 2018. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency for 2017 and earlier is determined at the earliest of transplant, death, removal, or December 31 of the year. For 2018 medical urgency statuses, statuses 1A, 1B, and 2 were determined at the earliest of transplant, death, or removal. For candidates who stayed active on the waiting list on or after October 18, 2018, and for candidates who were newly waitlisted on or after that date, their statuses are shown in Figure HR 9. Inactive statuses with new listings on or after October 18, 2018, are excluded here in Figure HR 8.




**Distribution of adults waiting for heart transplant by new medical urgency groups, October 18, 2018, through 2023.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year. For 2018 medical urgency statuses, adult statuses 1-6 and inactive status contain new listings on or after October 18, 2018, or existing listings from before the policy change.

Figure HR 9: Distribution of adults waiting for heart transplant by new medical urgency groups, October 18, 2018, through 2023. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year. For 2018 medical urgency statuses, adult statuses 1-6 and inactive status contain new listings on or after October 18, 2018, or existing listings from before the policy change.




**Distribution of adults waiting for heart transplant by BMI.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included. BMI, body mass index.

Figure HR 10: Distribution of adults waiting for heart transplant by BMI. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included. BMI, body mass index.




**Distribution of adults waiting for heart transplant by blood type.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 11: Distribution of adults waiting for heart transplant by blood type. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**Distribution of adults waiting for heart transplant by prior transplant status.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 12: Distribution of adults waiting for heart transplant by prior transplant status. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**Overall deceased donor heart transplant rates among adult waitlist candidates.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 13: Overall deceased donor heart transplant rates among adult waitlist candidates. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among adult waitlist candidates by age.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.

Figure HR 14: Deceased donor heart transplant rates among adult waitlist candidates by age. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.




**Deceased donor heart transplant rates among adult waitlist candidates by race and ethnicity.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.

Figure HR 15: Deceased donor heart transplant rates among adult waitlist candidates by race and ethnicity. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.




**Deceased donor heart transplant rates among adult waitlist candidates by diagnosis.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 16: Deceased donor heart transplant rates among adult waitlist candidates by diagnosis. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among adult waitlist candidates by blood type.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 17: Deceased donor heart transplant rates among adult waitlist candidates by blood type. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among adult waitlist candidates by sex.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 18: Deceased donor heart transplant rates among adult waitlist candidates by sex. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among adult waitlist candidates by former medical urgency groups through October 17, 2018.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the later of listing date or January 1 of the given year. For new listings on or after October 18, 2018, and for candidates who were newly waitlisted on or after that date, their medical urgency statuses are shown in Figure HR 20. Inactive statuses with new listings on or after October 18, 2018, are excluded here in Figure HR 19.

Figure HR 19: Deceased donor heart transplant rates among adult waitlist candidates by former medical urgency groups through October 17, 2018. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the later of listing date or January 1 of the given year. For new listings on or after October 18, 2018, and for candidates who were newly waitlisted on or after that date, their medical urgency statuses are shown in Figure HR 20. Inactive statuses with new listings on or after October 18, 2018, are excluded here in Figure HR 19.




**Deceased donor heart transplant rates among adult waitlist candidates by new medical urgency groups, October 18, 2018, through 2023.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the later of listing date or January 1 of the given year. For 2018 medical urgency statuses, adult statuses 1-6 and inactive status contain new listings on or after October 18, 2018.

Figure HR 20: Deceased donor heart transplant rates among adult waitlist candidates by new medical urgency groups, October 18, 2018, through 2023. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The October 2018 OPTN heart allocation policy update changed the status groups. Medical urgency is determined at the later of listing date or January 1 of the given year. For 2018 medical urgency statuses, adult statuses 1-6 and inactive status contain new listings on or after October 18, 2018.




**Deceased donor heart transplant rates among adult waitlist candidates by height.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 21: Deceased donor heart transplant rates among adult waitlist candidates by height. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among adult waitlist candidates by metropolitan versus nonmetropolitan residence.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate's permanent zip code.

Figure HR 22: Deceased donor heart transplant rates among adult waitlist candidates by metropolitan versus nonmetropolitan residence. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate’s permanent zip code.




**Three-year outcomes for adults waiting for heart transplant, new listings in 2020.** Candidates listed at more than one center are counted once per listing. Removed from list includes all reasons except transplant and death. DD, deceased donor.

Figure HR 23: Three-year outcomes for adults waiting for heart transplant, new listings in 2020. Candidates listed at more than one center are counted once per listing. Removed from list includes all reasons except transplant and death. DD, deceased donor.




**Percentage of adults who underwent deceased donor heart transplant within a given period of listing.** Candidates listed at more than one center are counted once per listing.

Figure HR 24: Percentage of adults who underwent deceased donor heart transplant within a given period of listing. Candidates listed at more than one center are counted once per listing.




**Overall pretransplant mortality rates among adults waitlisted for heart transplant.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.

Figure HR 25: Overall pretransplant mortality rates among adults waitlisted for heart transplant. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.




**Pretransplant mortality rates among adults waitlisted for heart transplant by age.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.

Figure HR 26: Pretransplant mortality rates among adults waitlisted for heart transplant by age. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year.




**Pretransplant mortality rates among adults waitlisted for heart transplant by race and ethnicity.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.

Figure HR 27: Pretransplant mortality rates among adults waitlisted for heart transplant by race and ethnicity. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.




**Pretransplant mortality rates among adults waitlisted for heart transplant by sex.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.

Figure HR 28: Pretransplant mortality rates among adults waitlisted for heart transplant by sex. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.




**Pretransplant mortality rates among adults waitlisted for heart transplant by diagnosis.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.

Figure HR 29: Pretransplant mortality rates among adults waitlisted for heart transplant by diagnosis. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.




**Pretransplant mortality rates among adults waitlisted for heart transplant by metropolitan versus nonmetropolitan residence.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate's permanent zip code.

Figure HR 30: Pretransplant mortality rates among adults waitlisted for heart transplant by metropolitan versus nonmetropolitan residence. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate’s permanent zip code.




**Pretransplant mortality rates among adults waitlisted for heart transplant by former medical urgency groups through October 17, 2018.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year. The October 2018 OPTN heart allocation policy update changed the status groups. For 2018 medical urgency statuses, new listings on or after October 18, 2018, are not shown in this figure.

Figure HR 31: Pretransplant mortality rates among adults waitlisted for heart transplant by former medical urgency groups through October 17, 2018. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year. The October 2018 OPTN heart allocation policy update changed the status groups. For 2018 medical urgency statuses, new listings on or after October 18, 2018, are not shown in this figure.




**Pretransplant mortality rates among adults waitlisted for heart transplant by new medical urgency groups, October 18, 2018, through 2023.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year. The October 2018 OPTN heart allocation policy update changed the status groups. For 2018 medical urgency statuses, adult statuses 1-6 and inactive status contain new listings on or after October 18, 2018.

Figure HR 32: Pretransplant mortality rates among adults waitlisted for heart transplant by new medical urgency groups, October 18, 2018, through 2023. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year. The October 2018 OPTN heart allocation policy update changed the status groups. For 2018 medical urgency statuses, adult statuses 1-6 and inactive status contain new listings on or after October 18, 2018.




**Pretransplant mortality rates among adults waitlisted for heart transplant in 2023 by DSA.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. DSA, donation service area.

Figure HR 33: Pretransplant mortality rates among adults waitlisted for heart transplant in 2023 by DSA. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. DSA, donation service area.




**Deaths within 6 months after removal among adult heart waitlist candidates, overall.** Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list.

Figure HR 34: Deaths within 6 months after removal among adult heart waitlist candidates, overall. Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list.




**Deaths within 6 months after removal among adult heart waitlist candidates, by age.** Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. Age is determined at removal.

Figure HR 35: Deaths within 6 months after removal among adult heart waitlist candidates, by age. Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. Age is determined at removal.




**Deaths within 6 months after removal among adult heart waitlist candidates, by race and ethnicity.** Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. The Other race category is composed of Native American and Multiracial categories.

Figure HR 36: Deaths within 6 months after removal among adult heart waitlist candidates, by race and ethnicity. Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. The Other race category is composed of Native American and Multiracial categories.




**Deaths within 6 months after removal among adult heart waitlist candidates, by sex.** Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list.

Figure HR 37: Deaths within 6 months after removal among adult heart waitlist candidates, by sex. Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list.




**Deaths within 6 months after removal among adult heart waitlist candidates, by status at removal.** Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. The October 2018 OPTN heart allocation policy update changed the status groups. The adult statuses listed are for October 18, 2018, and onward. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year.

Figure HR 38: Deaths within 6 months after removal among adult heart waitlist candidates, by status at removal. Denominator includes only candidates removed from the waiting list for reasons other than transplant or death while on the list. The October 2018 OPTN heart allocation policy update changed the status groups. The adult statuses listed are for October 18, 2018, and onward. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year.




**Overall adult heart transplants.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 39: Overall adult heart transplants. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Adult heart transplants by age.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 40: Adult heart transplants by age. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Adult heart transplants by sex.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 41: Adult heart transplants by sex. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Adult heart transplants by race and ethnicity.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 42: Adult heart transplants by race and ethnicity. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Adult heart transplants by diagnosis.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 43: Adult heart transplants by diagnosis. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Adult heart transplants by medical urgency.** All adult heart transplant recipients, including retransplant and multiorgan recipients. The October 2018 OPTN heart allocation policy update changed the status groups. The statuses 1A, 1B, and 2 listed first are through October 17, 2018, the last day before the policy update; the adult statuses listed are for October 18, 2018, and onward.

Figure HR 44: Adult heart transplants by medical urgency. All adult heart transplant recipients, including retransplant and multiorgan recipients. The October 2018 OPTN heart allocation policy update changed the status groups. The statuses 1A, 1B, and 2 listed first are through October 17, 2018, the last day before the policy update; the adult statuses listed are for October 18, 2018, and onward.




**Adult heart transplants by multiorgan transplant type.** All adult heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 45: Adult heart transplants by multiorgan transplant type. All adult heart transplant recipients, including retransplant and multiorgan recipients.




**Induction agent use in adult heart transplant recipients.** Immunosuppression at transplant reported to the OPTN.

Figure HR 46: Induction agent use in adult heart transplant recipients. Immunosuppression at transplant reported to the OPTN.




**Type of induction agent use in adult heart transplant recipients.** Immunosuppression at transplant reported to the OPTN. IL2Ab, interleukin-2 receptor antibody; TCD, T-cell depleting.

Figure HR 47: Type of induction agent use in adult heart transplant recipients. Immunosuppression at transplant reported to the OPTN. IL2Ab, interleukin-2 receptor antibody; TCD, T-cell depleting.




**Immunosuppression regimen use in adult heart transplant recipients.** Immunosuppression regimen at transplant reported to the OPTN. MMF, all mycophenolate agents; Tac, tacrolimus.

Figure HR 48: Immunosuppression regimen use in adult heart transplant recipients. Immunosuppression regimen at transplant reported to the OPTN. MMF, all mycophenolate agents; Tac, tacrolimus.




**Patient death among adult heart transplant recipients.** All adult recipients of deceased donor hearts, including multiorgan transplant recipients.

Figure HR 49: Patient death among adult heart transplant recipients. All adult recipients of deceased donor hearts, including multiorgan transplant recipients.




**Patient survival among adult heart transplant recipients, 2016-2018.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 50: Patient survival among adult heart transplant recipients, 2016-2018. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2016-2018, by age.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 51: Patient survival among adult heart transplant recipients, 2016-2018, by age. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2016-2018, by race and ethnicity.** Patient survival estimated using unadjusted Kaplan-Meier methods. The Other race category is composed of Native American and Multiracial categories.

Figure HR 52: Patient survival among adult heart transplant recipients, 2016-2018, by race and ethnicity. Patient survival estimated using unadjusted Kaplan-Meier methods. The Other race category is composed of Native American and Multiracial categories.




**Patient survival among adult heart transplant recipients, 2016-2018, by diagnosis group.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 53: Patient survival among adult heart transplant recipients, 2016-2018, by diagnosis group. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2016-2018, by sex.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 54: Patient survival among adult heart transplant recipients, 2016-2018, by sex. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2016-2018, by VAD status.** Patient survival estimated using unadjusted Kaplan-Meier methods. VAD status at time of transplant. VAD, ventricular assist device.

Figure HR 55: Patient survival among adult heart transplant recipients, 2016-2018, by VAD status. Patient survival estimated using unadjusted Kaplan-Meier methods. VAD status at time of transplant. VAD, ventricular assist device.




**Patient survival among adult heart transplant recipients, 2016-2018, by former medical urgency.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 56: Patient survival among adult heart transplant recipients, 2016-2018, by former medical urgency. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2020-2021, by new medical urgency.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 57: Patient survival among adult heart transplant recipients, 2020-2021, by new medical urgency. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2016-2018, by metropolitan versus nonmetropolitan recipient residence.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 58: Patient survival among adult heart transplant recipients, 2016-2018, by metropolitan versus nonmetropolitan recipient residence. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2016-2018, by multiorgan transplant type.** Patient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 59: Patient survival among adult heart transplant recipients, 2016-2018, by multiorgan transplant type. Patient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among adult heart transplant recipients, 2016-2018, by cPRA.** Patient survival estimated using unadjusted Kaplan-Meier methods. Peak cPRA is used. cPRA, calculated panel-reactive antibody.

Figure HR 60: Patient survival among adult heart transplant recipients, 2016-2018, by cPRA. Patient survival estimated using unadjusted Kaplan-Meier methods. Peak cPRA is used. cPRA, calculated panel-reactive antibody.




**Incidence of acute rejection by 1 year posttransplant among adult heart transplant recipients by age.** Only the first reported rejection event is counted. Cumulative incidence is estimated using the Kaplan-Meier method.

Figure HR 61: Incidence of acute rejection by 1 year posttransplant among adult heart transplant recipients by age. Only the first reported rejection event is counted. Cumulative incidence is estimated using the Kaplan-Meier method.




**Incidence of PTLD among adult heart transplant recipients by recipient EBV status at transplant, 2012-2018.** Cumulative incidence is estimated using the Kaplan-Meier method. PTLD is identified as a reported complication or cause of death on the OPTN Transplant Recipient Follow-up Form or the Posttransplant Malignancy Form as polymorphic PTLD, monomorphic PTLD, or Hodgkin's disease. Only the earliest date of PTLD diagnosis is considered. EBV, Epstein-Barr virus; PTLD, posttransplant lymphoproliferative disorder.

Figure HR 62: Incidence of PTLD among adult heart transplant recipients by recipient EBV status at transplant, 2012-2018. Cumulative incidence is estimated using the Kaplan-Meier method. PTLD is identified as a reported complication or cause of death on the OPTN Transplant Recipient Follow-up Form or the Posttransplant Malignancy Form as polymorphic PTLD, monomorphic PTLD, or Hodgkin’s disease. Only the earliest date of PTLD diagnosis is considered. EBV, Epstein-Barr virus; PTLD, posttransplant lymphoproliferative disorder.




**Overall deceased heart donor count.** Count of deceased donors whose hearts were recovered for transplant.

Figure HR 63: Overall deceased heart donor count. Count of deceased donors whose hearts were recovered for transplant.




**Deceased heart donor count by age.** Count of deceased donors whose hearts were recovered for transplant.

Figure HR 64: Deceased heart donor count by age. Count of deceased donors whose hearts were recovered for transplant.




**Distribution of deceased heart donors by age.** Deceased donors whose hearts were recovered for transplant.

Figure HR 65: Distribution of deceased heart donors by age. Deceased donors whose hearts were recovered for transplant.




**Distribution of deceased heart donors by sex.** Deceased donors whose hearts were recovered for transplant.

Figure HR 66: Distribution of deceased heart donors by sex. Deceased donors whose hearts were recovered for transplant.




**Distribution of deceased heart donors by race and ethnicity.** Deceased donors whose hearts were recovered for transplant. The Other race category is composed of Native American and Multiracial categories.

Figure HR 67: Distribution of deceased heart donors by race and ethnicity. Deceased donors whose hearts were recovered for transplant. The Other race category is composed of Native American and Multiracial categories.




**Distribution of deceased heart donors by donor HCV status.** Deceased donors whose hearts were recovered for transplant. Donor HCV status was based on NAT and antibody tests. Ab, antibody; HCV, hepatitis C virus; NAT, nucleic acid test.

Figure HR 68: Distribution of deceased heart donors by donor HCV status. Deceased donors whose hearts were recovered for transplant. Donor HCV status was based on NAT and antibody tests. Ab, antibody; HCV, hepatitis C virus; NAT, nucleic acid test.




**Distribution of deceased heart donors by DCD status.** Deceased donors whose hearts were recovered for transplant. DBD, donation after brain death; DCD, donation after circulatory death.

Figure HR 69: Distribution of deceased heart donors by DCD status. Deceased donors whose hearts were recovered for transplant. DBD, donation after brain death; DCD, donation after circulatory death.




**Cause of death among deceased heart donors.** Deceased donors with a heart recovered for the purposes of transplant. CVA, cerebrovascular accident.

Figure HR 70: Cause of death among deceased heart donors. Deceased donors with a heart recovered for the purposes of transplant. CVA, cerebrovascular accident.




**Overall percent of hearts recovered for transplant and not transplanted.** Percentages of hearts not transplanted out of all hearts recovered for transplant.

Figure HR 71: Overall percent of hearts recovered for transplant and not transplanted. Percentages of hearts not transplanted out of all hearts recovered for transplant.




**Percent of hearts recovered for transplant and not transplanted by donor age.** Percentages of hearts not transplanted out of all hearts recovered for transplant.

Figure HR 72: Percent of hearts recovered for transplant and not transplanted by donor age. Percentages of hearts not transplanted out of all hearts recovered for transplant.




**Percent of hearts recovered for transplant and not transplanted by donor sex.** Percentages of hearts not transplanted out of all hearts recovered for transplant.

Figure HR 73: Percent of hearts recovered for transplant and not transplanted by donor sex. Percentages of hearts not transplanted out of all hearts recovered for transplant.




**Percent of hearts recovered for transplant and not transplanted by donor race and ethnicity.** Percentages of hearts not transplanted out of all hearts recovered for transplant. The Other race category is composed of Native American and Multiracial categories.

Figure HR 74: Percent of hearts recovered for transplant and not transplanted by donor race and ethnicity. Percentages of hearts not transplanted out of all hearts recovered for transplant. The Other race category is composed of Native American and Multiracial categories.




**Percent of hearts recovered for transplant and not transplanted by donor hypertension status.** Percentages of hearts not transplanted out of all hearts recovered for transplant.

Figure HR 75: Percent of hearts recovered for transplant and not transplanted by donor hypertension status. Percentages of hearts not transplanted out of all hearts recovered for transplant.




**Percent of hearts recovered for transplant and not transplanted by donor BMI.** Percentages of hearts not transplanted out of all hearts recovered for transplant. BMI, body mass index.

Figure HR 76: Percent of hearts recovered for transplant and not transplanted by donor BMI. Percentages of hearts not transplanted out of all hearts recovered for transplant. BMI, body mass index.




**Percent of hearts recovered for transplant and not transplanted by donor cause of death.** Percentages of hearts not transplanted out of all hearts recovered for transplant. CVA, cerebrovascular accident.

Figure HR 77: Percent of hearts recovered for transplant and not transplanted by donor cause of death. Percentages of hearts not transplanted out of all hearts recovered for transplant. CVA, cerebrovascular accident.




**Percent of hearts recovered for transplant and not transplanted, by donor risk of disease transmission.** Percentages of hearts not transplanted out of all hearts recovered for transplant. "Risk factors" refers to risk criteria for acute transmission of human immunodeficiency virus, hepatitis B virus, or hepatitis C virus from the US Public Health Service Guideline.

Figure HR 78: Percent of hearts recovered for transplant and not transplanted, by donor risk of disease transmission. Percentages of hearts not transplanted out of all hearts recovered for transplant. “Risk factors” refers to risk criteria for acute transmission of human immunodeficiency virus, hepatitis B virus, or hepatitis C virus from the US Public Health Service Guideline.




**New pediatric candidates added to the heart transplant waiting list.** A new candidate is one who first joined the list during the given year, without having been listed in a previous year. Previously listed candidates who underwent transplant and were subsequently relisted are considered new. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 79: New pediatric candidates added to the heart transplant waiting list. A new candidate is one who first joined the list during the given year, without having been listed in a previous year. Previously listed candidates who underwent transplant and were subsequently relisted are considered new. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**All pediatric candidates on the heart transplant waiting list.** Pediatric candidates listed at any time during the year. Candidates listed at more than one center are counted once per listing.

Figure HR 80: All pediatric candidates on the heart transplant waiting list. Pediatric candidates listed at any time during the year. Candidates listed at more than one center are counted once per listing.




**Distribution of pediatric candidates waiting for heart transplant by age.** Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. Age is determined at the earliest of transplant, death, removal, or December 31 of the year. The 18+ category is for candidates who turned age 18 while waiting.

Figure HR 81: Distribution of pediatric candidates waiting for heart transplant by age. Candidates waiting for transplant at any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. Age is determined at the earliest of transplant, death, removal, or December 31 of the year. The 18+ category is for candidates who turned age 18 while waiting.




**Distribution of pediatric candidates waiting for heart transplant by race and ethnicity.** Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included.

Figure HR 82: Distribution of pediatric candidates waiting for heart transplant by race and ethnicity. Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included.




**Distribution of pediatric candidates waiting for heart transplant by diagnosis.** Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. CM, cardiomyopathy.

Figure HR 83: Distribution of pediatric candidates waiting for heart transplant by diagnosis. Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive candidates are included. CM, cardiomyopathy.




**Distribution of pediatric candidates waiting for heart transplant by sex.** Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.

Figure HR 84: Distribution of pediatric candidates waiting for heart transplant by sex. Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Active and inactive patients are included.




**Distribution of pediatric candidates waiting for heart transplant by waiting time.** Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Time on the waiting list is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive candidates are included.

Figure HR 85: Distribution of pediatric candidates waiting for heart transplant by waiting time. Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Time on the waiting list is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive candidates are included.




**Distribution of pediatric candidates waiting for heart transplant by medical urgency.** Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive patients are included.

Figure HR 86: Distribution of pediatric candidates waiting for heart transplant by medical urgency. Candidates waiting for transplant any time in the given year. Candidates listed at more than one center are counted once per listing. Medical urgency is determined at the earliest of transplant, death, removal, or December 31 of the year. Active and inactive patients are included.




**Three-year outcomes for newly listed pediatric candidates waiting for heart transplant, 2018-2020.** Pediatric candidates who joined the waiting list in 2018-2020. Pediatric candidates listed at more than one center are counted once per listing. Removed from list includes all reasons except transplant and death. DD, deceased donor.

Figure HR 87: Three-year outcomes for newly listed pediatric candidates waiting for heart transplant, 2018-2020. Pediatric candidates who joined the waiting list in 2018-2020. Pediatric candidates listed at more than one center are counted once per listing. Removed from list includes all reasons except transplant and death. DD, deceased donor.




**Overall deceased donor heart transplant rates among pediatric waitlist candidates.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 88: Overall deceased donor heart transplant rates among pediatric waitlist candidates. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Deceased donor heart transplant rates among pediatric waitlist candidates by age.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year. The 18+ category is for candidates who turned age 18 while waiting.

Figure HR 89: Deceased donor heart transplant rates among pediatric waitlist candidates by age. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year. The 18+ category is for candidates who turned age 18 while waiting.




**Deceased donor heart transplant rates among pediatric waitlist candidates by race and ethnicity.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.

Figure HR 90: Deceased donor heart transplant rates among pediatric waitlist candidates by race and ethnicity. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.




**Deceased donor heart transplant rates among pediatric waitlist candidates by metropolitan versus nonmetropolitan residence.** Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.

Figure HR 91: Deceased donor heart transplant rates among pediatric waitlist candidates by metropolitan versus nonmetropolitan residence. Transplant rates are computed as the number of deceased donor transplants per 100 patient-years of waiting time in a given year. Individual listings are counted separately.




**Overall pretransplant mortality rates among pediatric candidates waitlisted for heart.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.

Figure HR 92: Overall pretransplant mortality rates among pediatric candidates waitlisted for heart. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.




**Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by age.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year. The 18+ category is for candidates who turned age 18 while waiting.

Figure HR 93: Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by age. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Age is determined at the later of listing date or January 1 of the given year. The 18+ category is for candidates who turned age 18 while waiting.




**Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by race and ethnicity.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.

Figure HR 94: Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by race and ethnicity. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. The Other race category is composed of Native American and Multiracial categories.




**Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by diagnosis.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. CM, cardiomyopathy.

Figure HR 95: Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by diagnosis. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. CM, cardiomyopathy.




**Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by medical urgency.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year.

Figure HR 96: Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by medical urgency. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Medical urgency is determined at the later of listing date or January 1 of the given year.




**Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by metropolitan versus nonmetropolitan residence.** Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately.  Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate's permanent zip code.

Figure HR 97: Pretransplant mortality rates among pediatric candidates waitlisted for heart transplant by metropolitan versus nonmetropolitan residence. Mortality rates are computed as the number of deaths per 100 patient-years of waiting time in the given year. Waiting time is censored at transplant, death, transfer to another program, removal because of improved condition, or end of cohort. Individual listings are counted separately. Urban/rural determination is made using the RUCA (rural-urban commuting area) designation of the candidate’s permanent zip code.




**Overall pediatric heart transplants.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 98: Overall pediatric heart transplants. All pediatric heart transplant recipients, including retransplant and multiorgan recipients.




**Pediatric heart transplants by recipient age.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 99: Pediatric heart transplants by recipient age. All pediatric heart transplant recipients, including retransplant and multiorgan recipients.




**Pediatric heart transplants by sex.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 100: Pediatric heart transplants by sex. All pediatric heart transplant recipients, including retransplant and multiorgan recipients.




**Pediatric heart transplants by race and ethnicity.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 101: Pediatric heart transplants by race and ethnicity. All pediatric heart transplant recipients, including retransplant and multiorgan recipients.




**Pediatric heart transplants by diagnosis.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients. CM, cardiomyopathy.

Figure HR 102: Pediatric heart transplants by diagnosis. All pediatric heart transplant recipients, including retransplant and multiorgan recipients. CM, cardiomyopathy.




**Pediatric heart transplants by medical urgency.** All pediatric heart transplant recipients, including retransplant and multiorgan recipients.

Figure HR 103: Pediatric heart transplants by medical urgency. All pediatric heart transplant recipients, including retransplant and multiorgan recipients.




**Induction agent use in pediatric heart transplant recipients.** Immunosuppression at transplant reported to the OPTN.

Figure HR 104: Induction agent use in pediatric heart transplant recipients. Immunosuppression at transplant reported to the OPTN.




**Type of induction agent use in pediatric heart transplant recipients.** Immunosuppression at transplant reported to the OPTN. IL2Ab, interleukin-2 receptor antibody; TCD, T-cell depleting.

Figure HR 105: Type of induction agent use in pediatric heart transplant recipients. Immunosuppression at transplant reported to the OPTN. IL2Ab, interleukin-2 receptor antibody; TCD, T-cell depleting.




**Immunosuppression regimen use in pediatric heart transplant recipients.** Immunosuppression regimen at transplant reported to the OPTN. MMF, all mycophenolate agents; Tac, tacrolimus.

Figure HR 106: Immunosuppression regimen use in pediatric heart transplant recipients. Immunosuppression regimen at transplant reported to the OPTN. MMF, all mycophenolate agents; Tac, tacrolimus.




**Incidence of acute rejection by 1 year posttransplant among pediatric heart transplant recipients by age.** Only the first reported rejection event is counted. Cumulative incidence is estimated using the Kaplan-Meier method.

Figure HR 107: Incidence of acute rejection by 1 year posttransplant among pediatric heart transplant recipients by age. Only the first reported rejection event is counted. Cumulative incidence is estimated using the Kaplan-Meier method.




**Incidence of PTLD among pediatric heart transplant recipients by recipient EBV status at transplant, 2012-2018.** Cumulative incidence is estimated using the Kaplan-Meier method. PTLD is identified as a reported complication or cause of death on the OPTN Transplant Recipient Follow-up Form or on the Posttransplant Malignancy Form as polymorphic PTLD, monomorphic PTLD, or Hodgkin's disease. Only the earliest date of PTLD diagnosis is considered. EBV, Epstein-Barr virus; PTLD, posttransplant lymphoproliferative disorder.

Figure HR 108: Incidence of PTLD among pediatric heart transplant recipients by recipient EBV status at transplant, 2012-2018. Cumulative incidence is estimated using the Kaplan-Meier method. PTLD is identified as a reported complication or cause of death on the OPTN Transplant Recipient Follow-up Form or on the Posttransplant Malignancy Form as polymorphic PTLD, monomorphic PTLD, or Hodgkin’s disease. Only the earliest date of PTLD diagnosis is considered. EBV, Epstein-Barr virus; PTLD, posttransplant lymphoproliferative disorder.




**Patient death among pediatric heart transplant recipients.** All pediatric recipients of deceased donor hearts, including multiorgan transplant recipients.  Estimates are unadjusted, computed using Kaplan-Meier methods.

Figure HR 109: Patient death among pediatric heart transplant recipients. All pediatric recipients of deceased donor hearts, including multiorgan transplant recipients. Estimates are unadjusted, computed using Kaplan-Meier methods.




**Overall patient survival among pediatric deceased donor heart transplant recipients, 2016-2018.** Recipient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 110: Overall patient survival among pediatric deceased donor heart transplant recipients, 2016-2018. Recipient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among pediatric deceased donor heart transplant recipients, 2016-2018, by recipient age.** Recipient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 111: Patient survival among pediatric deceased donor heart transplant recipients, 2016-2018, by recipient age. Recipient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among pediatric deceased donor heart transplant recipients, 2016-2018, by race and ethnicity.** Recipient survival estimated using unadjusted Kaplan-Meier methods. The Other race category is composed of Native American and Multiracial categories.

Figure HR 112: Patient survival among pediatric deceased donor heart transplant recipients, 2016-2018, by race and ethnicity. Recipient survival estimated using unadjusted Kaplan-Meier methods. The Other race category is composed of Native American and Multiracial categories.




**Patient survival among pediatric deceased donor heart transplant recipients, 2016-2018, by diagnosis.** Recipient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 113: Patient survival among pediatric deceased donor heart transplant recipients, 2016-2018, by diagnosis. Recipient survival estimated using unadjusted Kaplan-Meier methods.




**Patient survival among pediatric deceased donor heart transplant recipients, 2016-2018, by medical urgency.** Recipient survival estimated using unadjusted Kaplan-Meier methods.

Figure HR 114: Patient survival among pediatric deceased donor heart transplant recipients, 2016-2018, by medical urgency. Recipient survival estimated using unadjusted Kaplan-Meier methods.